CapitalVia Investment Advisor
+91 8085 999 333
Advisory Disclosure

Disclosure

Please read this Risk Disclosure Document as prescribed by SEBI, carefully.

Operations

  1. CapitalVia Global Research Limited (hereinafter referred as “CapitalVia”) shall not be liable for any misrepresentation, falsification, and deception or for any lack of availability of services through the website, even if the same are advertised for, on the website.
  2. Customers to take a note: We touch base with our customers and prospects using the phone no.series
    +91731-3816000 to +917313816299 & +917316720402 (Kindly note that CapitalVia serves all it customers only from the above mentioned numbers. Thus any call from number other than mentioned above, claiming to be from CapitalVia, shall be completely ignored.) Please beware of spoof calls and report such case on our hotline number +91 8085 999 333
  3. CapitalVia confirms that no employee of ours can engage in (directly or indirectly) any trade or business in capital market.We do not allow any of our employees to participate in trading business.W also restrict our people from getting into any related business or otherwise  for ensuring unbiased services to the clients of CapitalVia.
  4. In compliance to SEBI (Investment Advisers) Regulation 2013, all our Research Analysts are certified by the National Institute of Securities  Market (NISM) with an experience of more than 5000 Hours and its still adding.
  5. The track record of the services offered by CapitalVia is published on a day+1 basis to its websites, i.e. www.capitalvia.com/dashboard.
  6. CapitalVia categorically states that different types of investments involve varying degrees of risk, and there can be no assurance that the     future performance of any specific investment or investment strategy (including those undertaken or recommended by the CapitalVia), will be profitable or equal any historical performance level(s).
  7. The website contains features of the services that are currently being offered by CapitalVia and those intended to be offered in the future.   CapitalVia intends to launch the services, confirming with the features listed on the website in total, however, due to business need and     regulatory requirement the final launch may contain variables. Notwithstanding anything contained in the website regarding the services,   CapitalVia may decide to postpone the offering of the services or may even decide to withdraw the offering or even a currently offered     service altogether.
  8. CapitalVia is not engaged in any kind of execution services 
  9. CapitalVia is not engaged in any kind of execution services - directly or indirectly. Its alliances with broking services are restricted to sharing/integrating of our Mobile API with them for smooth and instant flow of trading signals. We have introduced a breakthrough feature in our Mobile App that will allow you to integrate our Research Signals with any trading platform you trade with. We currently have pre-built APIs for Upstox. We will be happy to integrate API with your (any) broker for NO EXTRA COST.
  10. CapitalVia reserve the right to modify/ alter/ change the content of its website. Clients are advised to update themselves from time to time.
  11. Clarification on the news published on 28th June 17 on the13th Page of Indore Times of India. Click Here
  12. Investments in securities are subject to market risks, which includes price fluctuation risk. There is no assurance or guarantee that the objectives of any of the products mentioned in this document or on this site will be achieved.
  13. As a business, we offer stock recommendations based on technical research ONLY to our subscribers. We have not authorised any organisation or firm to represent us and offer stock recommendations on our behalf.
  14. As a business, we DO NOT offer or involved in any direct or indirect execution services. Our services are limited to providing research based trading signals.
  15. Methodology of maintaining track record of recommendations Click Here

Alliances

  1. We have technical integration and Research Recommendations distribution arrangement with M/s RKSV Securities.( Rgtn no RKSV Securities: NSE CM: INB231394231 | NSE F&O: INF231394231 | NSE CDS: INE231394231 | CDSL: IN-DP-CDSL- 00282534 | NSDL: IN-DP-NSDL-11496819 | BSE CM: INB011394237 | BSE F&O: INF 011394237 | CDSL: IN-DP-CDSL- 00283831 | NSDL: IN-DP-NSDL-11497282 | RKSV Commodities MCX Member Code: 46510 | FMC Regn. No. MCX: MCX/TM/CORP/2034 | Registered Address: RKSV, 807 New Delhi House, New Delhi 110001. Through this subscribers of CapitalVia services ,who possess trading account with ‘Upstox’ can avail the benefits of this platform.
  2. As a business, we also have an alliance with RKSV Securities to assist them in account acquisition through our service-desk where, UpStox pays fee per account opened through us .( Rgtn no RKSV Securities: NSE CM: INB231394231 | NSE F&O: INF231394231 | NSE CDS: INE231394231 | CDSL: IN-DP-CDSL- 00282534 | NSDL: IN-DP-NSDL-11496819 | BSE CM: INB011394237 | BSE F&O: INF 011394237 | CDSL: IN-DP-CDSL- 00283831 | NSDL: IN-DP-NSDL-11497282 | RKSV Commodities MCX Member Code: 46510 | FMC Regn. No. MCX: MCX/TM/CORP/2034 | Registered Address: RKSV, 807 New Delhi House, New Delhi 110001.
  3. Upstox is our recommended partner as trading platform.However, our clients/investors are not limited to trade with Upstox and they are free to trade with any broker/platform they wish to.

Disciplinary History

CapitalVia was served a show cause notice (Interim Order) on 11th November 2016 by the regulator SEBI for the procedural gap and subsequently passed a final order on 20th January 2017  and advised us ‘not to solicit or undertake any fresh advisory business’ for the period of four months which has ended on EOD 19th May, 2017.