Advisory Disclosure


Please read this Risk Disclosure Document as prescribed by SEBI, carefully.


  1. CapitalVia Global Research Limited (hereinafter referred as “CapitalVia”) shall not be liable for any misrepresentation, falsification, and deception or for any lack of availability of services through the website, even if the same are advertised for, on the website.
  2. Customers to take a note: We touch base with our customers and prospects using the phone no.series
    +91 7313 816 000 to +91 7313 816 299, +91 7316 736 100 to +91 7316 736 499 & +91 731 677 4001 (Kindly note that CapitalVia serves all it customers only from the above mentioned numbers. Thus any call from number other than mentioned above, claiming to be from CapitalVia, shall be completely ignored.) Please beware of spoof calls and report such case on our hotline number +91 8085 999 333
  3. CapitalVia confirms that no employee of ours can engage in (directly or indirectly) any trade or business in capital market.We do not allow any of our employees to participate in trading business.W also restrict our people from getting into any related business or otherwise  for ensuring unbiased services to the clients of CapitalVia.
  4. In compliance to SEBI (Investment Advisers) Regulation 2013, all our Research Analysts are certified by the National Institute of Securities  Market (NISM) with an experience of more than 5000 Hours and its still adding.
  5. The track record of the services offered by CapitalVia is published on a day+1 basis to its websites, i.e.
  6. CapitalVia categorically states that different types of investments involve varying degrees of risk, and there can be no assurance that the     future performance of any specific investment or investment strategy (including those undertaken or recommended by the CapitalVia), will be profitable or equal any historical performance level(s).
  7. Your KYC and RPM formalities need to be complete before you can use any service from CapitalVia. Even if the subscription fee is paid, no service would be rendered to any customer before completion of KYC and RPM formalities. For completing the KYC formalities, we proceed with the information mentioned on the PAN Card Number only.
  8. The service offered to any customer depends on his/her Risk Profile Management. CapitalVia offers only those service to the customers which are either of the same risk category or less. In all the other cases, CapitalVia offers no services and the subscription fee is returned.
  9. The website contains features of the services that are currently being offered by CapitalVia and those intended to be offered in the future.   CapitalVia intends to launch the services, confirming with the features listed on the website in total, however, due to business need and     regulatory requirement the final launch may contain variables. Notwithstanding anything contained in the website regarding the services,   CapitalVia may decide to postpone the offering of the services or may even decide to withdraw the offering or even a currently offered     service altogether.
  10. Any alliances, partnership co-branding that we have doesn't guaranty or assure free gifts, profit etc. This partnerships are meant for providing additional benefits to our subscribers during festive season or special occasions while they are subscribing our services. These offers by no means designed or presented to lure our prospects towards subscribing our services.
  11. CapitalVia is not engaged in any kind of execution services - directly or indirectly. Its alliances with TradeSmart which is engaged in execution services, are restricted to mutually beneficial marketing activities wherein both CapitalVia and the TradeSmart shall display each other’s products at discounted price, to their own customers, permission based leads and opportunities. As a business, we DO NOT offer or are involved in any direct or indirect execution services. Our services are limited to providing research based trading recommendations.
  12. CapitalVia reserve the right to modify/ alter/ change the content of its website. Clients are advised to update themselves from time to time.
  13. Clarification on the news published on 28th June 17 on the13th Page of Indore Times of India. Click Here
  14. Investments in securities are subject to market risks, which includes price fluctuation risk. There is no assurance or guarantee that the objectives of any of the products mentioned in this document or on this site will be achieved.
  15. As a business, we offer stock recommendations based on technical research ONLY to our subscribers. We have not authorised any organisation or firm to represent us and offer stock recommendations on our behalf.
  16. As a business, we DO NOT offer or involved in any direct or indirect execution services. Our services are limited to providing research based trading signals.
  17. Methodology of maintaining track record of recommendations Click Here
  18. Police advisory for investors who taking services of financial advisors. Click Here
  19. Public Notice to draw the attention of investors at large about the prevalence of fraudulent activities being perpetuated by fraudsters who aim to deceive and defraud the investors by mis-using CapitalVia's name, logo and other intellectual property. Click Here

Disciplinary History

CapitalVia was served a show cause notice (Interim Order) on 11th November 2016 by the regulator SEBI for the procedural gap and subsequently passed a final order on 20th January 2017  and advised us ‘not to solicit or undertake any fresh advisory business’ for the period of four months which has ended on EOD 19th May, 2017.

Complaint Board
As On 29th February, 2020
Beginning of month Received during the month Resolved during the month Pending at the end of the month Reason for pendency
212 1 6 4 Closed by us, Filed ATR, SCORES approval awaited

Total clients served so far Total complaints received so far % complaint on customer base
70,000+ Customers 213 0.30%

Data is updated on 7th per month. It gets verified every quarter by independent auditor.

Data presented here is taken from company's inception

Importance given to satisfactory resolution as per prescribed TAT

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